DUTrade Document Checklist - Individual

Clients	Account opening form	IDs	Proof of address
GCC nationals	Printed account opening form signed by the client	Passport copy & National ID Copy	Utility bill or a 3 months bank statement that shows the address
GCC residents	Printed account opening form signed by the client	Passport copy with the resident visa page &Labor card, CPR or Iqama (local id as applicable)	Utility bill or a 3 months bank statement that shows the address
Other clients	Printed account opening form signed by the client	Passport copy and a copy of any other ID	Utility bill and a 3 months bank statement

In case the customer is unable to provide the original document for identification (e.g. a customer sending the copy of the document by post); the copy must be certified by one of the following from a GCC or FATF member state

1. A lawyer
2. A notary
3. A chartered / certified accountant
4. An official of a government ministry
5. An official of an embassy or consulate or
6. An official of another licensed financial institution or of its associate

DUTrade Document Checklist - Corporate

Requirements

• DUTrade corp. application form
• Certificate of incorporation and/or certificate of commercial registration or trust deed.
• Memorandum of Association (object clause should not restrict investments in financial instruments) and Articles of Association.
• Board resolution authorizing the appointment of MFS and authorizing an individual within the Company to open and complete documentation with MFS.
• List of authorized signatories and specimen signatures (authorization for trades and request for funds withdrawal) or a POA favoring a person authorized to provide instructions on behalf of the client.
• Identification documentation of the authorised signatories of the account.
• Copy of the latest financial report and accounts, audited where possible or Board certified copies of the un-audited financial report and accounts. (Two years financials if margin or DVP limit is to be provided to the client alongwith completing the trading limit form otherwise not applicable)

Attestation of the Copies

• The photocopies of all of the above should be certified as true copy by the Head of Compliance / Legal of the client or alternatively by the authorized signatory and confirmed original verified by the MFS employee. Further customer must sign the DU Trade terms of business as applicable to Corporate clients. In case of non face to face client the below would apply.
• The copies of the above mentioned documents are required to verify your application information and have to be certified by one of the following members from a GCC or FATF member state

1. A lawyer
2. A notary
3. A chartered / certified accountant
4. An official of a government ministry
5. An official of an embassy or consulate or
6. An official of another licensed financial institution or of its associate